Requirements:
Entry Level/Jnr Postion for Internal Sales - Newly 2023 MATRICULANT will be Considered NO working experience - Germiston (Tunney)Area, East Rand, Gauteng Entry Level/Jnr Position - No working experience needed
Entry Level/Jnr Position - No working experience needed
* Newly 2023 MATRICULANT
RESPONSIBILITIES : Responsible for all compliance, governance and risk management structures of all Funds Funds. Create awareness of compliance and foster a culture of compliance within and across all Fund structures Funds and stakeholders in terms of compliance Monitor Funds compliance with relevant legislative or statutory non-adherence Report to Boards on Section 13A non-compliance Draft and submit Fund adopted resolutions Draft Ombudsman, Legal representatives of members and ensure appropriate responses Compliance audit management
experienced Legal & Compliance Officer to join their young and futuristic Compliance Department. preferably an Admitted Attorney with experience in compliance frameworks, POPI, NCA, FICA and CPA information nowDuties: Ensure compliance with applicable laws and regulations (Retail compliance) Develop and maintain maintain an internal control framework Implement a compliance program (assurance coverage plan) Remedial action action plans and risk mitigation strategies Legal, Compliance and Risk principles Policy review & drafting
PURPOSE
Oversee the Firms internal and regulatory compliance programs, and develop, implement, and maintain in the evaluation and development of effective compliance internal controls, monitoring-testing, issues oversight on the adherence to compliance practices to ensure compliance risks are managed and reported
Post Graduate Diploma: Risk Management or Compliance Management.
Compliance Institute of Demonstrate a working knowledge of applicable compliance regulations and laws, industry trends, emerging
investment firm requires the expertise of a Legal and Compliance Officer. The candidate shall have: Three internal resources, including internal templates for legal contracts. Maintaining records of contracts executed process of KYC on by external partiesMiscellaneous legal related work, eg., reviewing employment contracts investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing CPsMonitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its
responsibilities
vacancy for a Legal & Compliance Officer. Key responsibilities Ensure regulatory compliance as well compliance to all stakeholders and ensuring legislative compliance. Implementation of regulatory risk management registers as well as , stakeholder training to ensure compliance. Handle correspondence, collate information, Degree in Law (Admitted Attorney); Certificate in Compliance or Risk Management (Advantage). Min 2 years’
Compliance Administrator (Graduate/Internship Position) Are you a recent graduate eager to kickstart are currently seeking a Compliance Administrator to join our team on a graduate/internship basis. This ensuring regulatory compliance within the industry. Main Purpose of the Job: As a Compliance Administrator support our client's operations in maintaining compliance with regulatory requirements. Your role will will involve assisting in various compliance tasks and gaining practical experience in the field. Key Areas