Compliance Officer Cape Town - Cape Town Region
InspHired Recruitment Solutions
A highly regarded, well established Trust and Investment Management company based in Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures within the organisation. Key responsibilities include: Compliance reporting (internal and external) Review planned legislative changes, recommending changes to company risk control and operational procedures Documentation of relevant processes and procedures Development of training plan for relevant processes and procedures Review systems and recommend appropriate changes FSP licence changes as needed Review client advisory and investment implmemtation records (FIAS and FICA) Review and approval of client onboarding Assist advisory, fiduciary and consulting operations with technical queries Provide back up support for colleagues as required Relevant tertiary qualification is a necessity, as is a Compliance Officer Qualification/Occupational Certificate: Compliance Officer (NQF 6). Completed accounting or auditing articles Computer literacy - advanced Execl Previous experience in a similar function within the Financial Services Industry is essential. Track record of working accurately in a deadline driven environment Cost to company of R30 000 p.m. negotiable dependant on experience.
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