Compliance Specialist - Financial Services - La Lucia(L475763V) - South Africa
AGC Recruitment
At our client, more than just mortgage specialists are dedicated partners in your journey to homeownership. With a deep commitment to providing tailored home financing solutions and an unwavering focus on delivering exceptional service, our client stands as a beacon of support for individuals and families across South Africa. Key Purpose The Compliance Specialist is responsible for assisting in developing and implementing procedures to ensure compliance with regulations and legislation affecting our client's business, and advising internal business units on meeting compliance requirements. The specialist will lead regulatory complaints management by developing and implementing a framework aligned with the TCF principles. Additionally, the Compliance Specialist ensures that business units stay informed about changes to all applicable laws and regulations monitored by Group Compliance, and assists and supports the Senior Compliance Manager as needed. Develop, implement, and manage SAHL Group compliance program. Assist in drafting and implementing compliance frameworks, policies, and manuals. Support monitoring and reporting on new legislation. Manage end-to-end regulatory complaints process. Relationship with regulatory bodies: Maintain relationships with regulators and engage with industry bodies. Coordinate reporting channels for compliance issues: Establish proper reporting channels for staff and external parties. Maintain non-compliance incident registers and ensure timely reporting. Training and awareness: Coordinate compliance training for staff and cultivate a compliance culture. Provide relevant information and presentations on compliance matters. Aligned values and self-development: Align personal values with company values and prioritize self-development. Education: LLB and admitted attorney Experience: 2 to 3 years experience in regulatory complaints management and general regulatory compliance within the financial services sector (home loans and other short-term unsecured credit products)
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