Regulatory Compliance Specialist (FAIS & Long Term Insurance) - Centurion
Responsibilities:
- Maintains Compliance Requirement Universe, ensuring accuracy.
- Reviews policies for compliance and aids in Compliance Monitoring Plans.
- Manages breach processes for timely resolution.
- Facilitates reporting to stakeholders.
- Provides compliance support and training.
- Offers guidance on compliance matters.
- Submits statutory applications to regulators.
- Supports compliance in business projects.
- Coaches junior staff and promotes knowledge sharing.
- A relevant degree (Law degree preferred)
- Relevant Compliance qualifications and certifications (experience as appointed compliance officer for CAT III license preferred)
- Strong preference for experience in FAIS, LTIA, PPRs and / or CISCA. Exposure to FICA, PFA, POPIA beneficial.
- At least 5 8 years relevant compliance/risk management experience in an Asset Manager / CIS Manco / LISP environment (working knowledge).
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