Reference: JHB000741-LG-1 Our client, a leading Financial Institution is looking for a Enforcement Specialist to join their dynamic team. Job Purpose/ Job Summary To assist the Enforcement Manager to monitor and enforce company regulations and rules in line with the requirements of the Financial Market Act to mitigate risks and protect the company's reputation and integrity Minimum Qualification BCom or LLB and CFE Minimum Experience 1-3 years' experience in capital markets and 1-3 years' experience in complex financial and sensitive investigations Knowledge and Skills required Company culture and values Company policies and procedures Company vision and strategy Relevant product knowledge Relevant regulatory knowledge Principles of project management Basic software applications (e.g., Outlook, Word, Excel, Access, Internet, Email) Divisional service offerings Business continuity standard Business principles Data analysis Decision-making process Industry trends International Standards for Professional Practice Principles of project management Business terms and definitions Business writing Capacity planning Change management Client service strategies Communication Strategies Research methodology Resource allocation principles Stakeholder management Relevant regulatory knowledge Giving presentations Challenging the status quo with a view to improving the environment or peoples understanding Identifying trends Adapting behaviour to meet major changes at work Adapting to a major organisational change Building and maintaining effective relationships with internal and external stakeholders Evaluating resource allocation Networking and building relationships Establishing and maintaining collaborative relationships with peers / subordinates / managers Communicating complex information orally Communicating complex written information Completing a project with constraints Conducting a needs analysis Developing multiple creative solutions Providing professional advice/opinion Key Performance Areas (KPAs) Partner for a sustainable marketplace: Stakeholder Experience Protect and grow core business: Assistance to Member Application and Onsite Review Teams Protect and grow core business: Enforcement Protect and grow core business: Client Complaints And Disputes Should you not receive a response from us within one week of your application, your application has unfortunately not been successful. You can visit our website for more vacancies: www.wePlace.co.za / LinkedIn www.linkedin.com/company/wePlace Apply Now

Share this job with someone you think should apply!

Facebook

Specialist JHB - Northern Suburbs - North Johannesburg

Related Jobs

Assistant Manager JHB - Northern Suburbs - North Johannesburg

Assistant Manager: Member Supervision - North Johannesburg

Senior Developer JHB - Northern Suburbs - North Johannesburg

Junior Backend Developer JHB - Northern Suburbs - North Johannesburg

Assistant Manager Sandton - Sandton

Want to do another search?