Temp Compliance Officer - Somerset West
The role encompasses projects and processes that will build knowledge of the business and its requirements as well as build an understanding of the compliance role within the business. The temporary Compliance Officer will report to the Company Team Leader.
Key duties and responsibilities:
AML Reviews
Undertaking periodic client risk and file reviews in accordance with the Companies policies and procedures
Logging actions as and when required
Completing 3 & 4 per day
Sanction Screening
Assisting in the screening of new clients
Run regular screening against a known list of clients
Screening alerts on a weekly basis to be completed within 48 hours
Themis Screening
CMP Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing one per week as and when they are due
Terms of Business Reviews
Undertaking periodic file reviews in accordance with the companies policies and procedures
Completing 1 per week
Other Duties
Complete any other duties as and when required to drive business success
Adopt and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers
Competencies
A desire to study for relevant professional qualifications
A questioning and enquiring mind to consistently grow knowledge and apply learning
An aptitude for problem solving
Practical experience with MS Office and an ability to adapt to bespoke systems
A methodical approach to tasks with a strong focus on attention to detail
Excellent organisational skills; prioritising, achieving deadlines
Consistently work at the standard required by the team and business
A willing and flexible attitude to working hours to support team and business needs, as required.
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