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Compliance Officer - Pretoria

Responsibilities:

  • Conduct compliance monitoring according to the approved annual compliance monitoring plan.
  • Monitor compliance risk, policies, and procedures within the designated region(s)
  • Maintain the standardized monitoring procedure.
  • Complete monitoring reports
  • Provide overall compliance assistance, guidance, and advice
  • Contribute to the completion of compliance reporting
  • Provide Training and Awareness on Compliance Matters
  • Develop, educate, and enable a healthy and business-orientated compliance culture
  • Contribute to the development of compliance risk management plans
  • Manage incoming correspondence from the regulator or any other industry body
  • Prepare and consolidate reports
  • Prepare documentation e.g. reports, presentations, and memos
  • Distribute the meeting pack to committee members and other stakeholders where applicable by the Terms of Reference.

Requirements

  • Degree - Legal, Compliance or Risk
  • Compliance Certificate (Advantage)
  • Registered with CISA (Compliance Institute of South Africa)
  • Experience in a compliance role

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