Job Title: Senior Administrator Regulatory Compliance in a LISP Environment

Location:

City of Cape Town, Cape Town, Claremont

Job Type:

Permanent, expected to work Full-Time hours

Primary Industry:

Banking and Finance

Qualifications:

B Com degree in financial or business management

Skills:

Regulatory compliance of systems and processes
Focus on internal governance with regulatory and business rules
Process Management
Processing of claims such as death, disability, and divorce
Processing of retirement and pre-retirement withdrawals
Processing of transfers and switches
Resolution of complex cases
Responsible for tax directive and ROT applications
Liaise with external suppliers
Review of Legal Administration team cases
Accurate capture of information on workflow systems
Assist Team Leader with operational Risk by case reviews and key risk metrics

Company Branding:

We are an investment management company dealing with individuals' wealth planning and management. As a company, we are virtually integrated with supporting functions such as asset management, LISP, and other complementary focus areas.

Job Duties:

Ensure regulatory compliance of systems and processes
Focus on internal governance with regulatory and business rules
Manage and process claims such as death, disability, and divorce
Handle retirement and pre-retirement withdrawals
Facilitate transfers and switches
Resolve complex cases effectively
Manage tax directive and ROT applications
Coordinate with external suppliers
Review Legal Administration team cases
Accurately capture information on workflow systems
Support Team Leader in operational risk management through case reviews and key risk metrics