Specialist: Compliance (Market Conduct) - Pretoria
Duties & Responsibilities:
- Contribute to the efficient and effective functioning of the Compliance Function
- Attend to regulatory and client complaints (TCF)
- Responsible for Compliance Monitoring and Reporting
- Provide Training and Awareness on Compliance Matters
- Co-ordination of Market Conduct function
- Performance of secretarial duties and administration
- Assist with queries
- General office administration
Formal Education
- Legal Degree / equivalent or studying towards the qualification.
- Compliance Certificate (Advantage)
- Registered with CISA (Compliance Institute of South Africa)
Experience:
- 6-12 months in a compliance role
Apply Now
- Contribute to the efficient and effective functioning of the Compliance Function
- Attend to regulatory and client complaints (TCF)
- Responsible for Compliance Monitoring and Reporting
- Provide Training and Awareness on Compliance Matters
- Co-ordination of Market Conduct function
- Performance of secretarial duties and administration
- Assist with queries
- General office administration
Formal Education
- Legal Degree / equivalent or studying towards the qualification.
- Compliance Certificate (Advantage)
- Registered with CISA (Compliance Institute of South Africa)
Experience:
- 6-12 months in a compliance role
Apply Now
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