Job Purpose/ Job Summary
To assist the Enforcement Manager to monitor and enforce company regulations and rules in line with the requirements of the Financial Market Act to mitigate risks and protect the companys reputation and integrity

Minimum Qualification

BCom or LLB and CFE

Minimum Experience

1-3 years experience in capital markets and 1-3 years experience in complex financial and sensitive investigations

Knowledge and Skills required

Company culture and values
Company policies and procedures
Company vision and strategy
Relevant product knowledge
Relevant regulatory knowledge
Principles of project management
Basic software applications (e.g., Outlook, Word, Excel, Access, Internet, Email)
Divisional service offerings
Business continuity standard
Business principles
Data analysis
Decision-making process
Industry trends
International Standards for Professional Practice
Principles of project management
Business terms and definitions
Business writing
Capacity planning
Change management
Client service strategies
Communication Strategies
Research methodology
Resource allocation principles
Stakeholder management
Relevant regulatory knowledge
Giving presentations
Challenging the status quo with a view to improving the environment or peoples understanding
Identifying trends
Adapting behaviour to meet major changes at work
Adapting to a major organisational change
Building and maintaining effective relationships with internal and external stakeholders
Evaluating resource allocation
Networking and building relationships
Establishing and maintaining collaborative relationships with peers / subordinates / managers
Communicating complex information orally
Communicating complex written information
Completing a project with constraints
Conducting a needs analysis
Developing multiple creative solutions
Providing professional advice/opinion

Key Performance Areas (KPAs)

Partner for a sustainable marketplace: Stakeholder Experience
Protect and grow core business: Assistance to Member Application and Onsite Review Teams
Protect and grow core business: Enforcement
Protect and grow core business: Client Complaints And Disputes

Should you not receive a response from us within one week of your application, your application has unfortunately not been successful.

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