Our client, a financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS and FICA. The ideal candidate would have completed their supervision and will report directly to the Senior Manager in the team.

Responsibilities:

Determine statutory and management compliance obligations
Assist in overseeing and maintaining the compliance risk management plans and regulatory universe
Compliance monitoring at Branches throughout the country
Assist with the implementation and continuous maintenance/improvement of the compliance practice framework
Assist, enable, facilitate, and monitor compliance with laws, regulations, policies and procedures by following a risk-based approach, as determined in terms of the compliance practice framework
Analyse data and provide written compliance reports to management of the applicable business area
Establish and maintain relationships with each business area, line management of the business area and other complimentary departments and divisions (Finance, HR, Internal Audit, etc)

Requirements:

LLB / 4 Year Law / Commerce / Finance degree or equivalent that has been recognised by the FSCA for Compliance Officers
Minimum of 2-3 years' experience in a legal, compliance, audit or financial services environment
Non-Negotiable: Approved Category I Compliance Officer with the Financial Sector Conduct Authority with no supervision requirements
Regulatory Examinations: RE1 (non-negotiable) and/or RE5
Non-Negotiable: Experience in a long-term insurance and/or funeral insurance environment
Working knowledge of the financial services industry and legislation (FAIS, FICA, Insurance Act, Long-Term Insurance Act, FSRA etc)

Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. Please do though continue to follow us online and apply for suitable opportunities.

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