As a Centre Compliance Specialist, you will play a crucial role in ensuring that our financial services operations comply with relevant laws, regulations, and internal policies.
Duties and responsibilities include:- Stay up-to-date with changes in financial regulations and industry standards. Ensure that our policies and procedures reflect current requirements.
- Conduct regular internal audits to assess compliance with regulatory requirements and company policies.
- Identify and assess potential compliance risks within our operations.
- Develop and implement risk mitigation strategies.
- Improve and deliver training programs to educate employees about compliance requirements and best practices.
- Maintain accurate records of compliance activities, audits, and regulatory correspondence.
- Prepare and submit required compliance reports to regulatory authorities and senior management.
Requirements:- Related Degree or IISA Licentiate/Associate -Legal or Auditing Degree (preferred)
- NQF7 Compliance Management Certificate (Advantageous)
- Minimum 3 - 5 years experience in Business Compliance experience in Financial Services
- Good understanding and experience in Business Processes environment, e.g. claims, sales, and distributions
- Knowledge on FAIS, FICA, long and short-term insurance acts, POPIA and Pension Fund Act
- Strong verbal communications and report writing skills
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