Regulatory Compliance Specialist Centurion - Centurion
Accredited Resource Consulting Services
Reference: PTA000732-TM-1 Role Summary: As a Regulatory Compliance Specialist, you will assist in ensuring regulatory compliance across various business units within our organization. Reporting to the Head of Regulatory Compliance, you will implement and maintain processes and procedures to ensure adherence to relevant acts and licenses. Additionally, you will provide support services, training, and mentorship to stakeholders while fostering a culture of compliance within the organization. Additional Information: This role involves ensuring compliance with relevant legislation, providing consultation, conducting compliance monitoring, and reporting to management and governance forums. Mentorship of junior team members and interaction with stakeholders at all levels within and outside the organization are expected. Responsibilities: Review and maintain Compliance Requirement Universe for relevant acts and licenses. Review critical policies and contribute to Compliance Monitoring Plan development. Implement and maintain breach management and reporting processes. Engage with internal and external stakeholders including regulators and industry bodies. Provide support services, awareness training, and professional guidance to stakeholders. Contribute to statutory applications and compliance input for business projects. Coach junior staff and facilitate knowledge sharing within the compliance team. Requirements: A relevant degree (Law degree preferred) Relevant Compliance qualifications and certifications (experience as appointed compliance officer for a CIS Manco preferred) CISCA specialist with exposure to FAIS, FICA, POPIA beneficial. At least 5 – 8 years relevant compliance/risk management experience in an Asset Manager / CIS Manco (working knowledge). 48000.00 - 54000.00 - Monthly
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