opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a leadership leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team in Claremont Position Type: Full time permanent position based in office. Location: Claremont, Cape Town. Salary offered
/>You will be part of the team that oversees back office operations and provides support for trade settlement
Balance Sheet Management. You will assist front office trading by managing trades, cash flows, and instruments
include:
Engineering Manufacturer in Montague Gardens offers a secure opportunity for a Counter Sales person. The Manufacturer software for invoicing (Pastel, Sage or Xero) MS Office - Excel, Word & Outlook Minimum 2 years experience
You will be part of the team that oversees back office operations and provides support for trade settlement Balance Sheet Management. You will assist front office trading by managing trades, cash flows, and instruments duties include: Confirm all new and existing Front Office trades and cashflow transactions with external each day. Upload confirmations to Docusign and secure the necessary signatures. Confirm all new and existing and resolving exceptions with the Front Office, Middle Office, and external clients before settlement
You will be part of the team that oversees back office operations and provides support for trade settlement Balance Sheet Management. You will assist front office trading by managing trades, cash flows, and instruments duties include: Confirm all new and existing Front Office trades and cashflow transactions with external each day. Upload confirmations to Docusign and secure the necessary signatures. Confirm all new and existing and resolving exceptions with the Front Office, Middle Office, and external clients before settlement
You will be part of the team that oversees back office operations and provides support for trade settlement Balance Sheet Management. You will assist front office trading by managing trades, cash flows, and instruments duties include: Confirm all new and existing Front Office trades and cashflow transactions with external each day. Upload confirmations to Docusign and secure the necessary signatures. Confirm all new and existing and resolving exceptions with the Front Office, Middle Office, and external clients before settlement
analyzing account information Maintain financial security by following internal controls Criteria includes: hospitality industry is recommended Excellent MS Office skills, particularly Excel Proficiency in the English
BBL Security Products, a security wholesaler based in Brooklyn Cape Town, is looking to employ a full
custody, control and disbursement of funds and securities as well as the entity banking, credit and investment (depending on scope of job responsibilities) MS Office skills SAP knowledge (FI/CO) not negotiable Fluency