compliance with government agencies Liaise with group legal department on various matters pertaining to the
with fund managers, company managers, external legal, financial, tax and technical advisors to execute
with fund managers, company managers, external legal, financial, tax and technical advisors to execute
least 5 years of experience in compliance, risk, or legal roles within the financial services sector. You
least 5 years of experience in compliance, risk, or legal roles within the financial services sector. You
Manage the quarterly forecasting processes Ensure legal regulations are adhered to Prepare ad-hoc analyses
sure compliance with federal, state, and local legal requirements.
compliance with government agencies Liaise with group legal department on various matters pertaining to the
established best practice and which conform to all legal and professional requirements and guidelines Manage
Investment Administration Department as well as Legal and Compliance. Ensure that investment decisions