as well as to oversee the role in assisting the FSB (Financial Services Board) in discharging their supervisory Enforcing disciplinary actions against employees Key Performance Areas (KPAs) Partner for a sustainable Reviews Transform the business: Staffing Values Key Competencies Communication Building Strategic Work
as well as to oversee the role in assisting the FSB (Financial Services Board) in discharging their supervisory Enforcing disciplinary actions against employees Key Performance Areas (KPAs) Partner for a sustainable Reviews Transform the business: Staffing Values Key Competencies Communication Building Strategic Work
obtained and captured. Matric, RE5 and FAIS Credits (as per FAIS requirement- non negotiable) Afrikaans experience Must be Fit & Proper in terms of the FAIS Act Reliable transport
obtained and captured. Matric, RE5 and FAIS Credits (as per FAIS requirement- non negotiable) Afrikaans experience Must be Fit & Proper in terms of the FAIS Act Reliable transport
complaints received from clients • Maintain the key individual / representative register • Ensure compliance financial services industry • Knowledge of FICA, FAIS and relevant legislation, regulations and rules
complaints received from clients • Maintain the key individual / representative register • Ensure compliance financial services industry • Knowledge of FICA, FAIS and relevant legislation, regulations and rules
are looking for knowledgeable and enthusiastic individuals to join our growing team in the Gauteng Region Management and a Certificate in Banking are an advantage. FAIS compliant. Liberty provides performance-based packages
Department. The successful contender would be an individual who has advanced experience leading compliance compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management
Department. The successful contender would be an individual who has advanced experience leading compliance compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management
the process with all business units to ensure that key regulatory risks are managed. Assisting with implementation identify, mitigate, monitor, report and escalate key regulatory and reputational risks within the parameters register. L egal degree as recognised in terms of FAIS. Admitted attorney of the High Court of South Africa Long- and Short-Term Insurance Acts, PPR's, FICA, FAIS, General Code of Conduct, POPI and TCF principles