compliance records are up to date Review and resolve Fit and Proper queries Maintain the compliance procedures
compliance records are up to date Review and resolve Fit and Proper queries Maintain the compliance procedures
Competency Register (e.g. CPD and Supervision tracking) Fit and Proper checks for New Wealth Managers Ensuring monitoring and onboarding checks of all advisory staff, fit and proper competency checks according to FSCA regulations
Competency Register (e.g. CPD and Supervision tracking) Fit and Proper checks for New Wealth Managers Ensuring monitoring and onboarding checks of all advisory staff, fit and proper competency checks according to FSCA regulations
registration history o Request MIE transactions o Request fit and proper assessment. o Request qualifications and relating to fit and proper status) · Declaration aware that ongoing employment subject to fit and proper Internal office procedures / who does what etc. Manage fit and proper status of Key Individuals and Representatives register deadlines e.g., 1yr to complete exam. o Fit and proper declaration o Continuous Professional
registration history o Request MIE transactions o Request fit and proper assessment. o Request qualifications and relating to fit and proper status) · Declaration aware that ongoing employment subject to fit and proper Internal office procedures / who does what etc. Manage fit and proper status of Key Individuals and Representatives register deadlines e.g., 1yr to complete exam. o Fit and proper declaration o Continuous Professional
qualifications, meet the minimum requirements and/or fit the job description for this finance vacancy, and
and forecasting If you believe you would be a good fit for the role, apply with Suné today Job Experience
available in our Logisitics business might be a perfect fit for you In this role you will play a vital part in
qualifications, meet the minimum requirements and/or fit the job description for this finance vacancy, and