and Representatives o Create skills register. o Manage skills register deadlines e.g., 1yr to complete exam (repeat) (Everest Wealth only) Policies, plans and registers. Pack: Create, maintain, implement, and train only) Registers · Risk register · Mandate breach register · Personal Account trading register · Continuous Development register · Conflict of Interest register · Replacement register · Complaints register. · Gift Gift register · Advertising register · Competence register Controls (other ) · Non advice givers declaration
administration and Tax requirements Registered AGA(SA) or eligible to registers as AGA(SA)
and is an FSCA registered representative and no longer under supervision and registered for Cat1 products within financial markets
and is an FSCA registered representative and no longer under supervision and registered for Cat1 products relevant role within financial markets Registered with FSCA as a registered representative no longer under supervision
and is an FSCA registered representative and no longer under supervision and registered for Cat1 products relevant role within financial markets Registered with FSCA as a registered representative no longer under supervision
reviews Skills & Experience: Registered or eligible to register CA(SA) Any post article experience beneficial Qualification: CA(SA) or eligible to register Contact ALEXANDRA MALONEY on 021 418 1750 , quoting Connect with us on www.communicate.co.za and Register your CV to create a profile and to view all our
reviews Skills & Experience: Registered or eligible to register CA(SA) Any post article experience beneficial Qualification: CA(SA) or eligible to register Contact ALEXANDRA MALONEY on 021 418 1750 , quoting Connect with us on www.communicate.co.za and Register your CV to create a profile and to view all our
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer In the possession
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer In the possession
pricing sources for corporate actions to ensure securities are updated and valued correctly on the accounting Connect with us on www.communicate.co.za and Register your CV to create a profile or to view all our