tax department staff · Assist tax manager and compliance officers with the completion of complex Income other SARS notifications · Assist and advise compliance officers of matters relating to the completion of returns and tax administration · Assisting compliance officers with GreatSoft-related problems in terms that all lists are updated and followed up by compliance officers monthly and sent to each partner – refunds the directors · Ensure that all tax queries and compliance matters for the directors of the company are
Finance and Compliance. This position is based in Johannesburg. The Head of Finance and Compliance (HFC) is support functions, including Finance, Risk and Compliance and some operational matters. The HFC plays a professional, with a strong understanding of compliance and regulatory frameworks, we would love to hear budgeting, and forecasting processes Risk and Compliance Ensure accurate and timely financial reporting Develop and implement robust internal controls and compliance programs Manage relationships with external auditors
appointments).
Perform compliance monitoring tasks and activities on the universe of entities subject to the Financial (FIC Act) utilising compliance monitoring systems and processes. • Undertake compliance monitoring tasks activities on compliance monitoring systems and applications in relation to the compliance universe of reporting compliance; • Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risks and compliance with FIC Act. • Identify compliance issues experienced and provide compliance solutions
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible for for Risk & Compliance management across the Company Group and its licenses subsidiaries. Assist with implementing of systems and controls to ensure compliance with all relevant legislation and regulations the Company. Develop, complete, and maintain Compliance Risk Management Plans (CRMP's) to respond to regulatory changes and to address shortfalls in compliance. Advise and assist staff and clients proactively
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required
The Risk & Compliance Specialist will assist the Head: Risk & Compliance who is responsible responsible for Risk & Compliance management
Key responsibilities include:
Assist implementing of systems and controls to ensure compliance with all relevant legislation and regulations company
Develop, complete and maintain Compliance Risk Management Plans (CRMPs) to respond to regulatory regulatory changes and to address shortfalls in compliance.
Advise and assist staff and clients proactively