compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management and within Financial Services OR Insurance SOX Act, FICA or AML Min 2 years managerial experience – not negotiable
compliance risks. Duties: Compliance with the NCA, FAIS, FICA, POPIA Implementation of the Risk Management and within Financial Services OR Insurance SOX Act, FICA or AML Min 2 years managerial experience – not negotiable
financial services industry
tments experience is essential
campaign participation.
appropriate SAIFM Compliance certification Knowledge of FICA, FAIS and relevant legislation, regulations and
appropriate SAIFM Compliance certification Knowledge of FICA, FAIS and relevant legislation, regulations and
documentation is completed as required by the FAIS Act, FICA Act and relevant legislation
Obtaining Client sessions and ensure employee is ready for required FICA assessment
Checking all user groups are linked
and/or Banking Products