Planning, Risk and Investments. Understand FAIS, FICA and general Compliance. Should you be interested
where necessary (per instruction)
financial services industry
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
experience Investments experience is essential FAIS and FICA experience is essential If you are interested in
experience Investments experience is essential FAIS and FICA experience is essential If you are interested in
y and data protection (POPIA and GDPR).
5. For FICA specifically
a) Draft and implement the firms
assessment) Privacy and data protection (POPIA and GDPR). FICA B-BBEE Anti-corruption Client Compliance Fulfilment h) Identify and implement remedial actions 5. For FICA specifically a) Draft and implement the firm's RMCP
assessment) Privacy and data protection (POPIA and GDPR). FICA B-BBEE Anti-corruption Client Compliance Fulfilment h) Identify and implement remedial actions 5. For FICA specifically a) Draft and implement the firm's RMCP