Proactively investigate queries with dealers; brokers; custodians; auditors and clients to ensure a timely resolution
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
communication with fund managers, brokers, and custodians Monitor and regulate investment activities Validate
monitor new clients and client transitions across custodians. Increased and more formal oversight of the operations with investment managers, prime brokers, and custodians during transaction processing and NAV preparation
/>Proactively investigate queries with dealers; brokers; custodians; auditors, and clients to ensure a timely resolution controls to ensure compliance thereof and no Custodian and external audit findings occur as a result