Ensuring compliance with regulatory requirements (FICA, RMCP, FAIS) for every client interaction.
Managing administrative tasks.
Completing annual FICA tests and reporting any suspicious activities to
Obtaining all of the relevant documentation, eg, FICA documents, jewellery valuation certificates, etc
Administration pertaining to late estates. Prepare FICA packs. Assist clients with queries. Please do not
Financial Services / bank / Home Loans providers KYC / FICA / AML experience A confident person with communication
security
dedicated compliance requirements including AML/KYC/FICA/Internal and External Paperwork within a fast and
dedicated compliance requirements including AML/KYC/FICA/Internal and External Paperwork within a fast and
documents and quality check on all mandates and FICA information Responsible to screen all new clients
documents and quality check on all mandates and FICA information Responsible to screen all new clients
engagement between Financial Planning Partner and client. FICA and AML capture and checking on client onboard process Financial Services Industry Understanding of FAIS and FICA legislation Competencies Computer skills: Microsoft