Assistant Group Fais Compliance Officer Jobs in South Africa
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- Onecart Ltd (144)
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- Dante Group Pty Ltd (112)
- Last 7 days (5,151)
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Assistant Compliance Officer
Rpo Recruitment
Johannesburg
R350 000 located in Johannesburg is looking for an Assistant Compliance Officer to join their team. Requirements: BCom BCom Accounting Minimum 3 years experience with FAIS and AML Minimum 2 years Risk Management experience
share this job on whatsappCompliance Officer
Port Elizabeth
Well established waste company is seeking a Compliance Assistant with the following experience and requi
Compliance Officer
Cape Town City Centre
Market related
looking for a Compliance Officer to join their team. This role is responsible for the compliance support and
and implementation of risk and compliance policies and procedures for the company.
Responsibilities:
- Compliance reporting on behalf of business unit; internal and toring of existing legislative changes
- Assist with documentation of processes and procedures needed
- Compliance monitoring; review of client advisory and investment implementation records (FAIS and
Compliance Officer
Cape Town City Centre
Monthly
completed Accounting or Auditing articles to join the Compliance and Risk Team at my client, based in the Southern
key responsibilities will include:
- Compliance reporting on behalf of business unit: internal
- Monitoring of existing legislative changes
- Assist with documentation of processes and procedures
- FSP license changes as needed
- Compliance monitoring which will include: Review of client
advisory and investment implementation records (FAIS and FICA) as well as review and approval of client
Group Legal And Compliance Manager
Johannesburg
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- Ad hoc contract drafting and reviews for the Group (including negotiation of terms in most instances)
- legal/ instances)
- legal/ commercial advise to GMs across the group pertaining to interpretation of existing contractual cancellation notices/ addenda)
- Running KYC processes with banks
- Ad
- Attendances with Gambling Board from time to time (compliance audits, queries etc.)
- Responses to Gauteng
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- Running with administrative elements of quarterly Group and subsidiary board meetings (prepping agenda,
- Running with administrative elements of quarterly Group and subsidiary board meetings (prepping agenda,
Group Legal And Compliance Manager
Edge Executive SearchNorth Johannesburg
client, a listed entity is now hiring a Group Legal and Compliance Manager for a contract position. This This role involves overseeing legal matters and compliance initiatives across all departments within the Legal-Commercial Ad hoc contract drafting and reviews for the Group (including negotiation of terms in most instances) instances) Legal/ commercial advise to GMs across the group pertaining to interpretation of existing contractual arrangements (drafting cancellation notices/ addenda) Compliance Running KYC processes with banks Ad hoc requests
Compliance Assistant
Dante Group Pty LtdSouth Africa
CPT006892-LD-1 COMPLIANCE ASSISTANT SOMERSET WEST R22 000 CTC Minimum requirements: Assist in monitoring monitoring compliance with applicable legislation and internal requirements Assist in promoting, implementing implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner improve or enhance business processes/procedures Assist in the proper establishment and maintenance of resolution of compliance breaches and other regulatory issues Help identify non-compliances as to identify
Compliance Manager- Monitoring Group Neg
Ba PersonnelSandton
Excellent opportunity for a highly experienced COMPLIANCE MANAGER - MONITORING. Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders conducted in compliance with the highest compliance obligations. Continuously contribute to the Group Compliance
Temp-group Aftersales Compliance Supervisor NEW
Centurion
System and Group binding obligations in order to ensure long term overall compliance across Group After Sales
Sales (GAS) in accordance with the changing compliance expectations in order to uphold benchmark governance
processes and systems delivering most current compliance services.
Duties:
Group binding obligations in order to ensure long term overall compliance across the Group's
the relevant stakeholders and thereby adopting compliance expectations as measured by internal and external
Temp Group Aftersales Compliance Supervisor NEW
Centurion
System and Group binding obligations in order to ensure long term overall compliance across Group After Sales Sales (GAS) in accordance with the changing compliance expectations in order to uphold benchmark governance processes and systems delivering most current compliance services.
ResponsibilitiesGroup binding obligations in order to ensure long term overall compliance across the Group After the relevant stakeholders and thereby adopting compliance expectations as measured by internal and external
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