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Compliance Officer - Cat I,ii - Investments Neg
Ba Personnel
Cape Town Region
Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial plans. Ensures that staff are complying with applicable legislation across the business unit, to include Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Compliance Officer. Software applications: Basic ability to utilise software applications such as MS Outlook, officer: Regulatory Knowledge and Awareness, as applicable to the business Competencies Communication skills:
share this job on whatsappCompliance Officer Western Cape (cape Town)
Ba PersonnelCape Town Region
Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial plans. Ensures that staff are complying with applicable legislation across the business unit, to include Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Compliance Officer. Software applications: Basic ability to utilise software applications such as MS Outlook, officer: Regulatory Knowledge and Awareness, as applicable to the business Competencies Communication skills:
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