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Uct Application Form Hr201 Jobs in Cape Town, Western Cape

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Compliance Officer - Cat I,ii - Investments Neg NEW

 Ba PersonnelCape Town Region

Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial plans. Ensures that staff are complying with applicable legislation across the business unit, to include Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Compliance Officer. Software applications: Basic ability to utilise software applications such as MS Outlook, officer: Regulatory Knowledge and Awareness, as applicable to the business Competencies Communication skills:


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Compliance Officer Western Cape (cape Town) NEW

 Ba PersonnelCape Town Region

Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial plans. Ensures that staff are complying with applicable legislation across the business unit, to include Intermediary Services Act, including applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Compliance Officer. Software applications: Basic ability to utilise software applications such as MS Outlook, officer: Regulatory Knowledge and Awareness, as applicable to the business Competencies Communication skills:


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