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Compliance Officer - Cat I,ii - Investments Neg NEW

 Ba PersonnelCape Town Region

opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable


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Compliance Officer Western Cape (cape Town) NEW

 Ba PersonnelCape Town Region

opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable


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