Collaboration: Ability to collaborate with other departments, such as legal, risk and audit to ensure a comprehensive Compliance experience Understanding of the financial services and insurance industry essential. Understanding
Collaboration: Ability to collaborate with other departments, such as legal, risk and audit to ensure a comprehensive Compliance experience Understanding of the financial services and insurance industry essential. Understanding
5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant
5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant 5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant
post articles work experience in the Financial services industry (desirable ) (Over 3 years to 6 years) systems and protocols to provide routine supportive services. Leadership and Direction Supervise a team performing post articles work experience in the Financial services industry (desirable ) (Over 3 years to 6 years)