experience essential 3 to 5 years post articles work experience in the Financial services industry (desirable conduct to ensure own work adheres to those standards. Obtain authorisation from a supervisor or manager manager for any exceptions from mandatory procedure. Data Collection & Analysis Draw conclusions and and assess impact from analysis and interpretation of financial data. Interpret the impact of unusual figures and Direction Supervise a team performing routine work. General Education B.com degree (Financial accounting)
Review, register and resolve complaints received from clients Maintain the key individual / representative corporate compliance experience Relevant experience working with Financial Advisers / Financial Planners Computer communication and report writing skills Ability to work independently and as part of team Ability to operate
Review, register and resolve complaints received from clients Maintain the key individual / representative corporate compliance experience Relevant experience working with Financial Advisers / Financial Planners Computer communication and report writing skills Ability to work independently and as part of team Ability to operate
Draft and produce finalised working papers and evidence for all components of work, as per standards set in in the Compliance Methodology. Ensure that working papers are appropriate and include supporting evidence/documents professional manner. Ability to make rational judgements from the available information and analysis and provide communication, reporting and presentation skills. Ability to work as a team, understand the impact of decisions and positive work environment that promotes employee satisfaction and retention. Experience working in or with
Draft and produce finalised working papers and evidence for all components of work, as per standards set in in the Compliance Methodology. Ensure that working papers are appropriate and include supporting evidence/documents professional manner. Ability to make rational judgements from the available information and analysis and provide communication, reporting and presentation skills. Ability to work as a team, understand the impact of decisions and positive work environment that promotes employee satisfaction and retention. Experience working in or with
Draft and produce finalised working papers and evidence for all components of work, as per standards set in in the Compliance Methodology. Ensure that working papers are appropriate and include supporting evidence/documents professional manner. Ability to make rational judgements from the available information and analysis and provide communication, reporting and presentation skills. Ability to work as a team, understand the impact of decisions and positive work environment that promotes employee satisfaction and retention. Experience working in or with
Draft and produce finalised working papers and evidence for all components of work, as per standards set in in the Compliance Methodology. Ensure that working papers are appropriate and include supporting evidence/documents professional manner. Ability to make rational judgements from the available information and analysis and provide communication, reporting and presentation skills. Ability to work as a team, understand the impact of decisions and positive work environment that promotes employee satisfaction and retention. Experience working in or with
also requires engagement with the regulatory bodies from time to time. Implementation of the Group Compliance
also requires engagement with the regulatory bodies from time to time. Implementation of the Group Compliance
relates to Acts, directives or other binding orders from Regulators. Ongoing monitoring and assurance on