Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within Ensuring compliance is held by staff as well as training as required Supporting and ensuring an appropriate
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within Ensuring compliance is held by staff as well as training as required Supporting and ensuring an appropriate
collaborate with various departments to educate and train employees on compliance requirements. Your commitment Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential
collaborate with various departments to educate and train employees on compliance requirements. Your commitment Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Assisting new Para-planners with pre-checking and training on Client Advice Records Assisting terms of business clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Assisting new Para-planners with pre-checking and training on Client Advice Records Assisting terms of business clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
young and dynamic SAIPA qualified Account Manager to manage the accounting portfolio and perform outsourced send me your CV today Responsibilities: Build and manage client relationships and ensure compliance Supervise Supervise bookkeeping function Plan and manage all client deliverables i.e. all inter-functional activities Prepare monthly management accounts and annual financial statements Pro-actively train and complete required
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer competitive risks and advantages Researching management track record and history and reviewing annual
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer competitive risks and advantages Researching management track record and history and reviewing annual
team, responsible for managing accounting transactions and preparing management accounts for the group's group's largest entity. Reporting to the Financial Manager, this role involves interaction with various business Responsibilities : Responsible for the financial management of the main entity in the group Responsible for Register Manage inventory Assist the Financial Manager with ad hoc tasks Prepare monthly Management Accounts statutory and other regulations with the Compliance Manager`s assistance Support the annual budget preparation