My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
My client who is a leader in the Wealth industry is seeking a Compliance Officer to join their team to adheres to all relevant regulations, laws, and industry standards. You will develop, implement, and oversee Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address
My client who is a leader in the Wealth industry is seeking a Compliance Officer to join their team to adheres to all relevant regulations, laws, and industry standards. You will develop, implement, and oversee Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
quarterly, and annual financial reports for management and other stakeholders Support strategic planning in the preparation of presentations for senior management and board meetings Collaborate with cross-functional efficiency of financial reporting Stay current on industry trends and best practices in financial planning and collaboratively in a fast-paced environment, managing multiple priorities and deadlines Detail-oriented
quarterly, and annual financial reports for management and other stakeholders Support strategic planning in the preparation of presentations for senior management and board meetings Collaborate with cross-functional efficiency of financial reporting Stay current on industry trends and best practices in financial planning and collaboratively in a fast-paced environment, managing multiple priorities and deadlines Detail-oriented
Month-end journals and reporting Compiling month-end management packs Analyse GL accounts Preparation of monthly SAICA are highly advantageous Experience in retail industry will be beneficial Working knowledge on accounting detail and accuracy Strong organisational and time management skills Ability to work independently Meticulous
markets and continuous learning. Responsibilities: Industry and competitor case studies Sourcing and interviewing competitive risks and advantages Researching management track record and history and reviewing annual