Ensuring compliance is held by staff as well as training as required Supporting and ensuring an appropriate etc.) Assisting the business with any compliance training as required Consult with business partners on Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
Ensuring compliance is held by staff as well as training as required Supporting and ensuring an appropriate etc.) Assisting the business with any compliance training as required Consult with business partners on Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
collaborate with various departments to educate and train employees on compliance requirements. Your commitment Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund management Establish a culture of compliance by training all staff accordingly Monitor industry trends
collaborate with various departments to educate and train employees on compliance requirements. Your commitment Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund management Establish a culture of compliance by training all staff accordingly Monitor industry trends
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Assisting new Para-planners with pre-checking and training on Client Advice Records Assisting terms of business
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund Assisting new Para-planners with pre-checking and training on Client Advice Records Assisting terms of business
accounts and annual financial statements Pro-actively train and complete required CPD Have a strategic mindset
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer