mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
articles experience with a Big 4 firm Financial Services experience is advantageous Excellent communication
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund
Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer
investment boutique as an Investment Analyst. This team service both South Africa and global markets, so offer
Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements: