this role, you will ensure our operations meet legal standards while guiding and inspiring your team team members on compliance issues. Liaise with legal and regulatory bodies as necessary. Maintain up-to-date Minimum 2 years of experience in compliance or legal roles. At least 2 years of experience managing a
this role, you will ensure our operations meet legal standards while guiding and inspiring your team team members on compliance issues. Liaise with legal and regulatory bodies as necessary. Maintain up-to-date Minimum 2 years of experience in compliance or legal roles. At least 2 years of experience managing a
discretionary participation business; Mitigating financial, legal, reputational and other pertinent retail discretionary discretionary participation business; Reviewing legal documentation (for example, client contracts, counterparty
discretionary participation business; Mitigating financial, legal, reputational and other pertinent retail discretionary discretionary participation business; Reviewing legal documentation (for example, client contracts, counterparty
Ensure compliance with federal, state, and local legal requirements. Keep informed about changes in tax
sure compliance with federal, state, and local legal requirements.
members)
Outside Company
Legal and other corporate advisers, 3rd party debt providers
members)
Outside Company
Legal and other corporate advisers, 3rd party debt providers