Minimum requirements:
Reference: HC003401-Retla-1 Job description: Our client is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance
opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within Insurance sector
applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and the FSCA, or under supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications:
The Role Our client is currently recruiting for a Category II Compliance Officer position. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance, co
you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the offices (long- and short-term assurance, collective investments and stockbroking). Traveling to other area - The company will fully reimburse you
in-depth understanding of the FAIS Act (especially Cat III) and the Long- Term Insurance Act as it relates
the Wealth Manager will have CAT 1 licenses, signed off for supervision. CAT 2 licenses would be an advantage
applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and the FSCA, or under supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications:
(Class of Business) Meet all requirements on SUB-CATS