set quality standards and keeping to prescribed turn- around times, on a daily basis, which will include
set quality standards and keeping to prescribed turn- around times, on a daily basis, which will include
Reference: NFP014190-CAM-1 Turning Numbers into Strategies, and Strategies into Success. Are you a detail-oriented
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Register (e.g.CPD and Supervision tracking)
and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed Register (e.g.CPD and Supervision tracking)
and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed Competency Register (e.g. CPD and Supervision tracking) Fit and Proper checks for New Wealth Managers Ensuring
and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed Competency Register (e.g. CPD and Supervision tracking) Fit and Proper checks for New Wealth Managers Ensuring
set quality standards and keeping to prescribed turn-around times, on a daily basis, which will include