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Compliance Officer - Cat 2
Midrand
Minimum requirements:
- Relevant qualification such as B Com Law or equivalent
- Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification
- 3 5 years compliance experience in the financial services industry
- Knowled
share this job on whatsappCompliance Officer - Cat 2
Humankind GroupMidrand
Reference: HC003401-Retla-1 Job description: Our client is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance
Compliance Officer Cat Ii Neg
Ba PersonnelGauteng
opportunity for a highly experienced COMPLIANCE OFFICER CAT II at least 4 years experience within Insurance sector
Compliance Officer - Cat I,ii - Investments Neg
Ba PersonnelCape Town Region
applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and the FSCA, or under supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications:
Compliance Office Cat Ii (insurance Industry) R71000.00
Ikusasa Recruitment GroupCenturion
R71000.00 The Role Our client is currently recruiting for a Category II Compliance Officer position. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance, co
Compliance Officer Cat Ii R850 000 Tc Pa
Ikusasa Recruitment GroupSouth Africa
R850 000 TC PA you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the offices (long- and short-term assurance, collective investments and stockbroking). Traveling to other area - The company will fully reimburse you
Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg
Ba PersonnelSandton
in-depth understanding of the FAIS Act (especially Cat III) and the Long- Term Insurance Act as it relates
Wealth Manager NEW
Johannesburg
the Wealth Manager will have CAT 1 licenses, signed off for supervision. CAT 2 licenses would be an advantage
Compliance Officer Western Cape (cape Town)
Ba PersonnelCape Town Region
applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and the FSCA, or under supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications:
Private Advisor NEW
Johannesburg
(Class of Business) Meet all requirements on SUB-CATS
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