compliance requirements impacting the firm's operations. AREAS OF RESPONSIBILITIES Overall compliance responsibility g) Be the point of contact for policy and operational guidance related to the areas of responsibility consultation with internal committees c) Draft operational guidelines where necessary d) Communicate changes AML monitoring and reporting. c) Manage the KYC operations from a compliance perspective. d) Be the registered
compliance requirements impacting the firm's operations. AREAS OF RESPONSIBILITIES Overall compliance responsibility g) Be the point of contact for policy and operational guidance related to the areas of responsibility consultation with internal committees c) Draft operational guidelines where necessary d) Communicate changes AML monitoring and reporting. c) Manage the KYC operations from a compliance perspective. d) Be the registered