We are recruiting for a QA / Compliance Administrator for our client within the Financial Services industry The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well milar Strong Discovery Product knowledge IFA compliance MINIMUM THREE YEARS SIMILAR EXPERIENCE - THIS THIS IS NOT NEGOTIABLE Paraplanner or compliance experience ideally suited Re5 – advantage In-depth Excel
The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well milar Strong Discovery Product knowledge IFA compliance MINIMUM THREE YEARS SIMILAR EXPERIENCE - THIS THIS IS NOT NEGOTIABLE Paraplanner or compliance experience ideally suited Re5 – advantage In-depth Excel
The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well the benefits of the proposal. A fully completed compliance pack with detailed record of advise to clients etc space 2 years of previous Paraplanner or Compliance or Quality experience within Financial Services
The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well the benefits of the proposal. A fully completed compliance pack with detailed record of advise to clients etc space 2 years of previous Paraplanner or Compliance or Quality experience within Financial Services