compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
compliance function, specifically with respect to FAIS and the product categories for which the client required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
required, financial markets knowledge preferred. FAIS Compliance: RE 5 certification required. 5-10 years