service delivery to clients. Mentor and support junior sales team members, providing guidance and training high service standards. 6. Operational Oversight: Assist with budgeting, financial forecasting, and cost
correspondence with clients and service providers; Assisting the financial advisor in his job servicing existing summaries and documentation for client review meetings. Assist with FAIS and FICA compliance and any other compliance
correspondence with clients and service providers; Assisting the financial advisor in his job servicing existing summaries and documentation for client review meetings. Assist with FAIS and FICA compliance and any other compliance