• Conduct and report on compliance audits at financial Adviser offices Minimum requirements: • Relevant certification • 3 – 5 years compliance experience in the financial services industry • Knowledge of FICA, FAIS and • Relevant experience working with Financial Advisers / Financial Planners • Computer literate in MS
• Conduct and report on compliance audits at financial Adviser offices Minimum requirements: • Relevant certification • 3 – 5 years compliance experience in the financial services industry • Knowledge of FICA, FAIS and • Relevant experience working with Financial Advisers / Financial Planners • Computer literate in MS