Sheq Risk Manager Jobs in Western Cape
- Cape Town Region (8)
- Ysterplaat (7)
- Green Point (1)
Ca Financial Appointments
Risk Lead Green Point
Ca Financial Appointments
Green Point
looking to identify a CA(SA) to assist them with Risk and Control mitigation through their SAP implementation opportunity is ideally positioned for a CA(SA) with strong Risk and Control experience, coupled with SAP migration more effectively ensure Controls are optimal and Risks are eliminated across all new implementations - processes and checks - Assess and document all risks of non-compliance and complimentary manual controls exposures. - Work closely with other teams and managers in other locations to share key initiatives and
share this job on whatsappCompliance Officer Market Related
Ca Financial AppointmentsYsterplaat
oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within the company. Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" procedures where necessary Leading and executing a risk-based AML compliance program to ensure ongoing compliance regulatory requirements Regular risk assessments and updates to Risk Management and Compliance Policy: such identifying potential compliance risk and actively advising management to implement proper compliance program
Compliance Officer Ysterplaat
Ca Financial AppointmentsYsterplaat
oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within the company. Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" procedures where necessary Leading and executing a risk-based AML compliance program to ensure ongoing compliance regulatory requirements Regular risk assessments and updates to Risk Management and Compliance Policy: such identifying potential compliance risk and actively advising management to implement proper compliance program
Investment Analyst Cape Town
Ca Financial AppointmentsCape Town Region
business highlighting competitive risks and advantages Researching management track record and history and investors expressing ESG Prepare risk reports, further develop risk tools and strategies Monitor news
Investment Analyst Market Related
Ca Financial AppointmentsCape Town Region
business highlighting competitive risks and advantages Researching management track record and history and investors expressing ESG Prepare risk reports, further develop risk tools and strategies Monitor news
Compliance Administrator Ysterplaat
Ca Financial AppointmentsYsterplaat
is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Compliance Administrator Market Related
Ca Financial AppointmentsYsterplaat
is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Compliance Officer Cape Town
Ca Financial AppointmentsCape Town Region
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Compliance Officer Market Related
Ca Financial AppointmentsCape Town Region
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Fp&a Analyst Ysterplaat
Ca Financial AppointmentsYsterplaat
and growing with the ability to take calculated risks to remain result driven. Responsibilities: Assist quarterly, and annual financial reports for management and other stakeholders Support strategic planning in the preparation of presentations for senior management and board meetings Collaborate with cross-functional and collaboratively in a fast-paced environment, managing multiple priorities and deadlines Detail-oriented
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