currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution assurance and compliance adherence in our clients' offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Minimum requirements: Relevant qualification such equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Competencies required: Interpersonal, communication
currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance – Distribution assurance and compliance adherence in our clients' offices (long- and short-term assurance, collective investments Conduct and report on compliance audits at Adviser offices Minimum requirements: Relevant qualification such equivalent Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance Advisers / Financial Planners Computer literate in MS Office Competencies required: Interpersonal, communication
recruiting qualified lawyers or experienced in-house legal professionals with master trading documentation tertiary institution · Experience at a law firm or in-house legal department drafting and negotiating financial
recruiting qualified lawyers or experienced in-house legal professionals with master trading documentation tertiary institution · Experience at a law firm or in-house legal department drafting and negotiating financial
monitoring Cooperate and collaborate with Front Office Departments to obtain condonations for breaches completed Take responsibility for reminding Front Office Departments to follow up on exposures in excess excess Cooperate and collaborate with Front Office Departments on roll-overs of interest period on loans and
are well-maintained. Manage admin personnel and office assistants. Supervise the events team. CSI (Corporate
are well-maintained. Manage admin personnel and office assistants. Supervise the events team. CSI (Corporate
various accounting software packages and Microsoft Office. Have a good understanding of the Companies and
verbal, and time management skills Master of MS Office Suite and Google Suite and any Marketing Automation
above-mentioned position is currently available at our office in Durban, Centurion, Cape Town, Port Elizabeth