Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements
Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements
financial records, preparing reports, and ensuring compliance with relevant financial regulations. This role required by management.
Compliance:
general administration tasks. It includes ensuring compliance with company policies, implementing client instructions
general administration tasks. It includes ensuring compliance with company policies, implementing client instructions
parts and tools to ensure availability Maintain compliance with health and safety regulations Develop and
parts and tools to ensure availability Maintain compliance with health and safety regulations Develop and
Requirements: Matric regulatory exams (RE) FAIS compliancy A relevant business/legal qualification could
completion of engagements, statutory and tax compliance whilst providing value-added advice to the client
contracts, counterparty agreements, etc.); Actuarial, compliance and performance reporting for retail discretionary