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Compliance Jobs in Cape Town City Centre

Jobs 1-10 of 281

Compliance Officer Market Related

 Ca Financial AppointmentsYsterplaat

industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards


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Compliance Officer Ysterplaat

 Ca Financial AppointmentsYsterplaat

industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards


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Compliance Administrator - Muizenberg

 Time PersonnelMuizenberg

Reference: CPT003533-Jol-1 Have you worked in Compliance, Skills or BEE managing all administration requirements support the HSSE office and Compliance Manager with all companywide staff compliance requirements. REQUIREMENTS record DUTIES Management of companywide staff compliance training and medicals – Workshop, Office staff and returned company wide. Keep all our online compliance systems (with regards to employee's personal (where available) and Compliance Manager. Maintain audit schedule for compliance manager and (safety officer


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Compliance Monitoring Officer

 Lewis Group LtdWoodstock

(but not limited to): Develop and implement a compliance monitoring plan to assess adherence to regulatory transactions, and activities to identify potential compliance risks or deficiencies. Analyze data and documentation place to mitigate compliance risks. Identify trends, patterns, or anomalies in compliance-related data and Collaborate with internal stakeholders, including compliance officers, legal counsel, and operational teams Provide guidance and support to business units on compliance-related matters, including training sessions


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Compliance Monitoring Officer Woodstock

 Lewis Group LtdWoodstock

(but not limited to): Develop and implement a compliance monitoring plan to assess adherence to regulatory transactions, and activities to identify potential compliance risks or deficiencies. Analyze data and documentation place to mitigate compliance risks. Identify trends, patterns, or anomalies in compliance-related data and Collaborate with internal stakeholders, including compliance officers, legal counsel, and operational teams Provide guidance and support to business units on compliance-related matters, including training sessions


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Compliance Administrator Ysterplaat

 Ca Financial AppointmentsYsterplaat

a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not


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Compliance Administrator Market Related

 Ca Financial AppointmentsYsterplaat

a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not


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Quality Compliance Officer Cpt - Cbd

 Istaff RecruitmentCape Town City Centre

are looking for an experienced and qualified Compliance Officer for the Quality Department. Experience


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Compliance Officer Team Lead From 30000 To 30000 (ctc) - Monthly NEW

 ArvoClaremont  From 30000 to 30000 (Ctc) - Monthly

Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements


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Team Lead Claremont, South Africa NEW

 ArvoClaremont  From 30000 to 30000 (Ctc) - Monthly

Description Position : Compliance Officer Team Leader Location : Claremont offices, Cape Town Type : Full-time About the Role : Are you a detail-oriented Compliance Officer professional ready to progress into a a leadership position? Or are you a Compliance Officer Team Leader ready to take on a new challenge and work within a new team? Our client is seeking a Compliance Officer Team Leader to join their amazing team Key Responsibilities : Oversee and manage the compliance team to ensure adherence to regulatory requirements


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