(but not limited to): Develop and implement a compliance monitoring plan to assess adherence to regulatory transactions, and activities to identify potential compliance risks or deficiencies. Analyze data and documentation place to mitigate compliance risks. Identify trends, patterns, or anomalies in compliance-related data and Collaborate with internal stakeholders, including compliance officers, legal counsel, and operational teams Provide guidance and support to business units on compliance-related matters, including training sessions
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
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are looking for an experienced and qualified Compliance Officer for the Quality Department. Experience
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services
essential
3 years experience in a legal Compliance department ess
Long term insurance advantages
CPT003526-Jol-1 Do you have 2 – 3 years' experience in HSSE compliance working with a contractor and are registered customers ensuring all data is updated for full compliance for audit purposes. REQUIREMENTS Matric, own license essential 2 – 3 years' experience in HSSE compliance with a contractor Registered with SACPCMP as all customers Upload document updates to online compliance platforms keeping them updated and ensure document organisation. Maintain the HSSE system in full compliance for audit purposes, Identifying and correcting
CPT003526-Jol-1 Do you have 2 – 3 years' experience in HSSE compliance working with a contractor and are registered customers ensuring all data is updated for full compliance for audit purposes. REQUIREMENTS Matric, own license essential 2 – 3 years' experience in HSSE compliance with a contractor Registered with SACPCMP as all customers Upload document updates to online compliance platforms keeping them updated and ensure document organisation. Maintain the HSSE system in full compliance for audit purposes, Identifying and correcting
essential
license essential 2 – 3 years' experience in HSSE compliance with a contractor Registered with SACPCMP as all customers Upload document updates to online compliance platforms keeping them updated and ensure document organisation. Maintain the HSSE system in full compliance for audit purposes, Identifying and correcting technical information for the compliance opf safety files for audit and compliance Ensure duties delegated maintained and up to date. Ensure onsite HSSE compliance is maintained to mitigate against work stoppages