COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations.
RESPONSIBILITIES
a) Keep the Regulatory Universe
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
As a Compliance Specialist, you will be staying ahead of regulations globally, establishing robust controls controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining implement a compliance process in line with generally accepted compliance practice. Implement a compliance monitoring monitoring programme to identify and improve areas of compliance weakness and to ensure that there are adequate regulatory compliance in the Group gets the necessary attention it needs. Develop a Group compliance framework
Nature, Spring, Albert Heijn
industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
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situated in Johannesburg has a vacancy for a Compliance Administrator.
The key areas of
Skills:
Experience with working as a Compliance Administrator:
Good communication skills
(Expert).
Detail-oriented and committed to a high level of accuracy.
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
you! A well established company is seeking a Compliance Administrator to join their team, please see