attention to detail and understand regulatory compliance inside out? Here's an exciting chance for
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where where and when required to ensure successful compliance management; Develop thorough internal client risk monitor adherence to compliance requirements; Engage with stakeholders & compliance officers to develop
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where where and when required to ensure successful compliance management; Develop thorough internal client risk monitor adherence to compliance requirements; Engage with stakeholders & compliance officers to develop
maintain customer relationships. Report on non-compliances and implement remedial actions. Implementation monthly branch reports and forecasts. Ensure compliance to strategic plans. Financial targets are achieved Implementation of effective control measures Compliance to minimum CSI targets set for divisions on sales
maintain customer relationships. Report on non-compliances and implement remedial actions. Implementation monthly branch reports and forecasts. Ensure compliance to strategic plans. Financial targets are achieved Implementation of effective control measures Compliance to minimum CSI targets set for divisions on sales
role in ensuring smooth customer onboarding, compliance, and operational efficiency. Responsibilities: financial markets knowledge preferred. FAIS Compliance: RE 5 certification required. 5-10 years of relevant
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external Marketing Ensures delivery of customer value. Ensures compliance to process & procedures to minimise business