Compliance Jobs in Cape Town
Compliance Administrator Ysterplaat NEW
Ca Financial Appointments
Ysterplaat
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
share this job on whatsappCompliance Administrator Market Related NEW
Ca Financial AppointmentsYsterplaat
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company advisors to perform their roles. Responsibilities: Compliance review of all NewBusiness and Servicing cases when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation and resolution Offshore experience (advantageous) Matric RE5 Compliance related course/qualification Computer literacy Analytical Proven ability to meet and understand compliance requirements Please note that if you have not
Compliance Officer Market Related NEW
Ca Financial AppointmentsCape Town Region
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required
Compliance Officer Cape Town NEW
Ca Financial AppointmentsCape Town Region
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within methodologies Regulatory register maintenance Ensuring compliance is held by staff as well as training as required
Corporate Administrator Cape Town NEW
Ca Financial AppointmentsCape Town Region
ensure the Group VAT compliance is adhered to and provide support with tax compliance functions within the applicable Provide support with the general tax compliance functions within the tax department Prepare and advantageous, showcasing specialized knowledge in VAT compliance and procedures Minimum of years of experience
Financial Manager Cape Town
Ca Financial AppointmentsCape Town Region
objectives Accountable for all financial reporting in compliance with all financial policies Preparation of various risk Ensure that the regulatory requirements and compliance of all statutory bodies are met Assist MD with
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